SECOND DIVISION
[ G.R. No. 104645, July 23, 1998 ]ALELIO BERNALDEZ PEN v. ANITA AMORA DE CASTRO +
ALELIO BERNALDEZ PEN, PETITIONER, VS. HON. ANITA AMORA DE CASTRO, JUDGE, BR. 46, REGIONAL TRIAL COURT, BACOLOD CITY, RESPONDENT.
D E C I S I O N
ALELIO BERNALDEZ PEN v. ANITA AMORA DE CASTRO +
ALELIO BERNALDEZ PEN, PETITIONER, VS. HON. ANITA AMORA DE CASTRO, JUDGE, BR. 46, REGIONAL TRIAL COURT, BACOLOD CITY, RESPONDENT.
D E C I S I O N
PURISIMA, J.:
Presented on 26 April 1991, in Criminal Case No. 10126 before the Regional Trial Court, Branch 46, Bacolod City, the Information[1] charging Ernesto Java y Palmares and one John Doe with a violation of Article 38 (a) and (b) in relation
to Article 39 (b)[2] of the Labor Code, as amended, alleges:
On October 7, 1991, petitioner filed with the Office of the City Prosecutor a Motion To Declare Resolution Dated August 27, 1991 A Total Nullity or Null and Void,[9] contending that the said Resolution violated movant's right to preliminary investigation. While subject motion was pending before the Office of the City Prosecutor, Judge Jose Aguirre was transferred to the sala vacated by the late Judge Cicero Querubin and as a result, Branch 46 of the Regional Trial Court in Bacolod City was left vacant until Judge Anita Amora De Castro, the respondent judge herein, assumed as Presiding Judge of Branch 46.
Petitioner's motion attacking the August 27, 1991 Resolution aforementioned was unacted upon, for more than three (3) months, by the City Prosecutor, so much so that on January 14, 1992, petitioner filed with Judge Anita Amora de Castro a Motion for Preliminary Investigation, [10] pointing out that since Illegal Recruitment is an offense cognizable by the Regional Trial Court where no complaint or information may be filed without a preliminary investigation having been first conducted (Sec 3, Rule 112, Revised Rules of Court), non-observance of such rule over his objection was violative of his right to due process.
On January 30, 1992, the respondent Judge found petitioner's stance meritorious, and ordered the City Prosecutor to conduct the requisite preliminary investigation. On the following day, January 31, 1992, the respondent judge directed[11] the issuance of alias warrant for the immediate arrest of petitioner.
It is petitioner's submission that the respondent judge acted with grave abuse of discretion amounting to lack of jurisdiction in causing the issuance of an alias warrant of arrest although the City Prosecutor was not yet through with the preliminary investigation. Absent an appeal or any plain, speedy, and adequate remedy in the ordinary course of law available to him under the premises, petitioner came to this court via the present Petition for Certiorari under Section 1, Rule 65 of the Revised Rules of Court.
In her Comment thereon dated June 3, 1992, the respondent Judge justified her challenged Order; ratiocinating, as follows:
The petition is devoid of merit.
Section 3, Rule 112 of the 1985 Rules on Criminal Procedure, provides:
Under the aforecited law in point, and as succinctly rationalized by the then Justice, now Chief Justice Andres R. Narvasa, in the germane case of Hadji Ibrahim Solay Pangandaman, et al. vs. Dimaporo T. Casar, as Municipal Circuit Trial Judge of Poonabayabao, et al., L-71782, April 14, 1988, 159 SCRA 599, the procedure prescribed for the conduct of preliminary investigation consists of two (2) phases or stages.
The first phase or stage of the investigation consists of an ex parte inquiry of the sufficiency of the complaint and the affidavits and other documents offered in support thereof, and ends with the determination by the judge either: (1) that there is no ground to continue with the inquiry, in which case he dismisses the complaint and transmits the order of dismissal, together with the records of the case, to the Provincial Fiscal (now Provincial Prosecutor); or (2) that the complaint and the supporting documents show sufficient cause to continue with the inquiry, which finding ushers in the second phase.
The second phase or stage is designed to afford the respondent notice of the Complaint, access to complainant's evidence and an opportunity to submit counter-affidavits and supporting documents. In such a scenario, the Judge may conduct a hearing and propound to the parties and their witnesses questions on matters that, in his view, should be clarified. The second phase concludes with the Judge rendering his resolution, either for dismissal of the complaint or finding a prima facie case, and holding the respondent for trial which shall be transmitted, together with the pertinent records, to the provincial prosecutor for appropriate action.
It is thus decisively clear that the rule does not require that preliminary investigation be first completed before a warrant of arrest may issue. What the rule simply provides is that no complaint or information for an offense cognizable by the Regional Trial Court may be filed without completing the preliminary investigation. But nowhere is it mandated that preliminary investigation must be completed before a warrant of arrest may issue.[15]
So also, there is nothing in Rule 112 which suggests that once a motion for preliminary investigation is granted, an existing alias warrant of arrest be considered automatically lifted or recalled.
All things studiedly considered, we are of the ineluctable conclusion, and so hold, that respondent judge erred not in issuing the questioned alias warrant of arrest against petitioner, without waiting for the result of the preliminary investigation.
Indeed, it is a truism firmly anchored on jurisprudence that "a warrant can be issued if the judge is satisfied after an examination in writing and under oath of the complainant and the witnesses, in the form of searching questions and answers, that a probable cause exists and that there is a necessity of placing the respondent under immediate custody in order not to frustrate the ends of justice."[16]
Probable Cause is defined as "such reasons, supported by facts and circumstances, as will warrant a cautious man in the belief that his action, and the means taken in prosecuting it, are legally just and proper."[17] Specifically, probable cause to warrant arrest requires "such facts and circumstances which would lead a reasonably discreet and prudent man to believe that an offense has been committed by the person sought to be arrested."[18] Furthermore, it bears stressing that in the determination of a probable cause, the average man weighs facts and circumstances without resorting to the calibrations of technical rules of evidence of which his (the average man) knowledge is nil. What is necessary is not proof beyond reasonable doubt but just a probable cause. "Evidence required to establish guilt is not necessary."[19] In Webb vs. De Leon,[20] it was elucidated; that:
Mindful of the aforecited legal precepts, and after a careful study and examination of the records on hand, we find a sufficient ground to engender a well-grounded belief, and our minds can rest easy that the crime charged was committed, and the petitioner herein, Alelio B. Pen, is probably guilty thereof. Consider (1) that there is an existing but unexecuted warrant of arrest against the petitioner; (2) that petitioner Alelio B. Pen, at the time of issuance of subject alias warrant of arrest, was a fugitive from justice; (3) that an amended information had already been filed and admitted by the court; and (4) that petitioner Alelio B. Pen is charged with a capital offense.
In light of the foregoing, the respondent judge did not gravely abuse her discretion and did not err in finding a probable cause to warrant the arrest of accused-petitioner.
And under the aforesaid facts and circumstances, we agree with the respondent judge on the necessity of placing petitioner Alelio Bernaldez Pen under immediate custody in order not to frustrate the ends of justice.
WHEREFORE, the petition is DISMISSED for want of merit; and the challenged Order and alias warrant of arrest issued in Criminal Case No. 10126, for the arrest of petitioner Alelio Bernaldez Pen, are upheld. No pronouncement as to costs.
SO ORDERED.
Narvasa, C.J., Romero, and Kapunan, JJ., concur.
[1] p. 20, Rollo.
[2] Otherwise known as Illegal Recruitment.
[3] p. 28, Rollo.
[4] In effect, the City Prosecutor argues that the Illegal Recruitment charge should be categorized as Illegal Recruitment in Large Scale as the offense was committed against more than three persons; and that such offense is punishable by life imprisonment and a fine of One Hundred Thousand Pesos (P100,000.00) under Article 39 (A) of the Labor Code, as amended, as it involves economic sabotage.
[5] see: p. 32, Rollo.
[6] see: p. 71, Rollo.
[7] see: p. 73, Rollo.
[8] p. 76, Rollo.
[9] p. 79, Rollo.
[10] p. 113, Rollo.
[11] p. 120, Rollo.
[12] Respondent Judge's Comments, p. 141, Rollo.
[13] Section 2, Article III, 1987 Philippine Constitution.
[14] Section 7 - When the accused lawfully arrested without warrant - When a person is lawfully arrested without a warrant for an offense cognizable by the Regional Trial Court the complaint or information may be filed by the offended party, peace officer or fiscal without a preliminary investigation having been first conducted, on the basis of the affidavit of the offended party or arresting officer or person.
However, before the filing of such complaint or information, the person arrested may ask for a preliminary investigation by a proper officer in accordance with this Rule, but he must sign a waiver of the provisions of Article 125 of the Revised Penal Code, as amended, with the assistance of a lawyer and in case of non-availability of a lawyer, a responsible person of his choice. Notwithstanding such waiver, he may apply for bail as provided in the corresponding rule and the investigation must be terminated within fifteen (15) days from its inception.
If the case has been filed in court without preliminary investigation having been first conducted, the accused may within five (5) days from the time he learns of the filing of the information, ask for a preliminary investigation with the same right to adduce evidence in his favor in the manner prescribed in this Rule.
[15] In fact, Section 6 (b) of the same Rule explicitly authorizes the municipal trial court to order the respondent's arrest even before the opening the second phase of the investigation if said court is satisfied that a probable cause exists and there is necessity to place the respondent under immediate custody in order not to frustrate the ends of justice.
[16] Roberts, Jr. vs. Court of Appeals, 254 SCRA 307.
[17] Joaquin G. Bernas, "The Constitution of the Republic of the Philippines: A Commentary." Vol. I., 1987 ed., p. 86 citing People vs. Sy Juco, 64 Phil. 674 (1937).
[18] Webb vs. De Leon, 247 SCRA 653 (1995).
[19] Bernas, Ibid., citing Henry vs. United States, 362 U.S. 98, 102 (1959).
[20] 247 SCRA 653 (1995).
"That on or about the month of April, 1991, in the City of Bacolod, Philippines, and within the jurisdiction of this Honorable Court, the herein accused, conspiring, confederating, and mutually helping each other, did, then and there wilfully, unlawfully and feloniously recruit the said herein offended parties:On May 29, 1991, two weeks before the scheduled arraignment thereunder, the City Prosecutor, Atty. Melquiades N. Centeno, submitted an "Urgent Motion To Amend the Information";[3] stating, inter alia:
Guillerma Sarmiento
Jose Jayme
Francisco Gomez
Wilfredo Estrebor
Jelson Jaime
Evelyn Lauron
Reynaldo Gomez
Juanito Jaime
Rodrigo Ondrado
Jocelyn Lauron
for employment in the Province of Zambales, Luzon, Philippines, under the business name of Good Wisdom for All Nations, Inc., without first securing the necessary license or authority to engage in recruitment activities in Bacolod City from the Department of Labor and Employment, in violation of the aforementioned law.
Contrary to law."
"That contrary to the Information that the other accused is a John Doe, copies of the Affidavits of offended parties and [of the] Bacolod City PNP indorsements had clearly identified the other accused as one by the name of ALELIO BERNALDEZ PEN of Good Wisdom for All Nations Inc., located at Room 402, Travellers Inn, Makati Avenue, Makati, Metro Manila;However, the name John Doe was retained inadvertently in such Amended Information.[5] And so, on August 27, 1991, the same City Prosecutor sent in a Second Amended Information[6] naming the co-accused John Doe as ALELIO BERNALDEZ PEN, and in view of the fact that a capital offense is charged, no bail was recommended. The second amended Information was accompanied by a Resolution,[7] averring, among others, thus:
That likewise the Information failed to allege the qualifying circumstances attending the offense charged and making its penalties [sic] fall under Section 39 (a) of the Labor Code of the Philippines as amended."[4]
On September 20, 1991, then Presiding Judge Jose Aguirre issued an Order[8] admitting the second amended Information and on the strength thereof, issued a warrant of arrest against the herein petitioner, Alelio B. Pen.
"As maybe recalled Ernesto Java was accused together with Mr. Alelio B. Pen while the former was then detained, the latter was at large.
As a standard operating procedure in such cases, where one is at large, regular preliminary investigation is conducted on the respondent Pen.
Respondent was subpoenaed in his nown (sic) address, but the return showed that he can no longer be subpoenaed thereat. Under the circumstances of the case against him may already be decided on the basis of the evidence of the complainant and his witnesses [Sec. 3 (d) Rule 112 Revised Rules on Criminal Procedure].
The evidence on record are the sworn testimonies of the complaining witnesses that the accused Ernesto Java and respondent Alelio Bernaldez Pen were working, conspiring and confederating together in recruiting the complainant (sic) as workers for the proposed building of Avenue Square in the province of Zambales, Philippines under the auspices of the Good Wisdom for All Nations, of which Mr. Pen is the President. Taken from the complainants were P200.00 each as consideration for their services. Recent events hwever, (sic) showed that the job offered were non-existing but a scheme to lure the victims and exact money from them. Furthermore, the firm was not registered as a licensed recruiter by the DOLE.
x x x
The evidence of complainant (sic) has been found to be sufficient in form and substance. And considering that complaint is unrebutted it is given force and effect."
On October 7, 1991, petitioner filed with the Office of the City Prosecutor a Motion To Declare Resolution Dated August 27, 1991 A Total Nullity or Null and Void,[9] contending that the said Resolution violated movant's right to preliminary investigation. While subject motion was pending before the Office of the City Prosecutor, Judge Jose Aguirre was transferred to the sala vacated by the late Judge Cicero Querubin and as a result, Branch 46 of the Regional Trial Court in Bacolod City was left vacant until Judge Anita Amora De Castro, the respondent judge herein, assumed as Presiding Judge of Branch 46.
Petitioner's motion attacking the August 27, 1991 Resolution aforementioned was unacted upon, for more than three (3) months, by the City Prosecutor, so much so that on January 14, 1992, petitioner filed with Judge Anita Amora de Castro a Motion for Preliminary Investigation, [10] pointing out that since Illegal Recruitment is an offense cognizable by the Regional Trial Court where no complaint or information may be filed without a preliminary investigation having been first conducted (Sec 3, Rule 112, Revised Rules of Court), non-observance of such rule over his objection was violative of his right to due process.
On January 30, 1992, the respondent Judge found petitioner's stance meritorious, and ordered the City Prosecutor to conduct the requisite preliminary investigation. On the following day, January 31, 1992, the respondent judge directed[11] the issuance of alias warrant for the immediate arrest of petitioner.
It is petitioner's submission that the respondent judge acted with grave abuse of discretion amounting to lack of jurisdiction in causing the issuance of an alias warrant of arrest although the City Prosecutor was not yet through with the preliminary investigation. Absent an appeal or any plain, speedy, and adequate remedy in the ordinary course of law available to him under the premises, petitioner came to this court via the present Petition for Certiorari under Section 1, Rule 65 of the Revised Rules of Court.
In her Comment thereon dated June 3, 1992, the respondent Judge justified her challenged Order; ratiocinating, as follows:
"To the mind of the respondent Judge, the fact that the City Prosecutor of Bacolod City was directed by her to conduct a preliminary investigation of the case at bar did not legally inhibit her from issuing an alias warrant since an amended information had already been filed and admitted by the court, a warrant of arrest already issued with a capital offense. These constitute compelling reasons for his immediate custody in the interest of justice and a speedy administration of the same."[12]The pivot of inquiry in this case is the propriety of issuance of subject alias warrant of arrest. Resolution of this pivotal issue hinges on two (2) questions - whether the respondent judge was authorized by law to issue the alias warrant of arrest in question without first terminating the preliminary investigation; and whether, under the attendant circumstances, respondent judge complied with the constitutional provision that no warrant of arrest shall issue except upon probable cause to be determined personally by the judge?[13]
The petition is devoid of merit.
Section 3, Rule 112 of the 1985 Rules on Criminal Procedure, provides:
"Procedure - Except as provided for in Section 7 hereof,[14] no complaint or information for an offense cognizable by the Regional Trial Court shall be filed without a preliminary investigation having been first conducted in the following manner:
(a) The complaint shall state the known address of the respondent and be accompanied by affidavits of the complainant and his witnesses as well as other supporting documents, in such number of copies as there are respondents, plus two (2) copies for the official file. The said affidavits shall be sworn to before any fiscal, state prosecutor or government official authorized to administer oath, or, in their absence or unavailability, a notary public, who must certify that he personally examined the affiants and that he is satisfied that they voluntarily executed and understood their affidavits.
(b) Within ten (10) days after the filing of the complaint, the investigating officer shall either dismiss the same if he finds no ground to continue with the inquiry, or issue a subpoena to the respondent, attaching thereto a copy of the complaint, affidavits and other supporting documents. Within ten (10) days from receipt thereof, the respondent shall submit counter-affidavit and other supporting documents. He shall have the right to examine all other evidence submitted by the complainant.
(c) Such counter-affidavits and other supporting evidence submitted by the respondent shall also be sworn to and certified as prescribed in paragraph (a) hereof and copies thereof shall be furnished by him to the complainant.
(d) If the respondent cannot be subpoenaed, or if subpoenaed, does not submit counter-affidavits within the ten (10) day period, the investigating officer shall base his resolution on the evidence presented by the complainant.
(e) If the investigating officer believes that there are matters to be clarified, he may set a hearing to propound clarificatory questions to the parties or their witnesses, during which the parties shall be afforded an opportunity to be present but without the right to examine or cross-examine. If the parties so desire, they may submit questions to the investigating officer which the latter may propound to the parties or witnesses concerned.
(f) Thereafter, the investigation shall be deemed concluded, and the investigating officer shall resolve the case within ten (10) days therefrom. Upon the evidence thus adduced, the investigating officer shall determine whether or not there is sufficient ground to hold the respondent for trial."
Under the aforecited law in point, and as succinctly rationalized by the then Justice, now Chief Justice Andres R. Narvasa, in the germane case of Hadji Ibrahim Solay Pangandaman, et al. vs. Dimaporo T. Casar, as Municipal Circuit Trial Judge of Poonabayabao, et al., L-71782, April 14, 1988, 159 SCRA 599, the procedure prescribed for the conduct of preliminary investigation consists of two (2) phases or stages.
The first phase or stage of the investigation consists of an ex parte inquiry of the sufficiency of the complaint and the affidavits and other documents offered in support thereof, and ends with the determination by the judge either: (1) that there is no ground to continue with the inquiry, in which case he dismisses the complaint and transmits the order of dismissal, together with the records of the case, to the Provincial Fiscal (now Provincial Prosecutor); or (2) that the complaint and the supporting documents show sufficient cause to continue with the inquiry, which finding ushers in the second phase.
The second phase or stage is designed to afford the respondent notice of the Complaint, access to complainant's evidence and an opportunity to submit counter-affidavits and supporting documents. In such a scenario, the Judge may conduct a hearing and propound to the parties and their witnesses questions on matters that, in his view, should be clarified. The second phase concludes with the Judge rendering his resolution, either for dismissal of the complaint or finding a prima facie case, and holding the respondent for trial which shall be transmitted, together with the pertinent records, to the provincial prosecutor for appropriate action.
It is thus decisively clear that the rule does not require that preliminary investigation be first completed before a warrant of arrest may issue. What the rule simply provides is that no complaint or information for an offense cognizable by the Regional Trial Court may be filed without completing the preliminary investigation. But nowhere is it mandated that preliminary investigation must be completed before a warrant of arrest may issue.[15]
So also, there is nothing in Rule 112 which suggests that once a motion for preliminary investigation is granted, an existing alias warrant of arrest be considered automatically lifted or recalled.
All things studiedly considered, we are of the ineluctable conclusion, and so hold, that respondent judge erred not in issuing the questioned alias warrant of arrest against petitioner, without waiting for the result of the preliminary investigation.
Indeed, it is a truism firmly anchored on jurisprudence that "a warrant can be issued if the judge is satisfied after an examination in writing and under oath of the complainant and the witnesses, in the form of searching questions and answers, that a probable cause exists and that there is a necessity of placing the respondent under immediate custody in order not to frustrate the ends of justice."[16]
Probable Cause is defined as "such reasons, supported by facts and circumstances, as will warrant a cautious man in the belief that his action, and the means taken in prosecuting it, are legally just and proper."[17] Specifically, probable cause to warrant arrest requires "such facts and circumstances which would lead a reasonably discreet and prudent man to believe that an offense has been committed by the person sought to be arrested."[18] Furthermore, it bears stressing that in the determination of a probable cause, the average man weighs facts and circumstances without resorting to the calibrations of technical rules of evidence of which his (the average man) knowledge is nil. What is necessary is not proof beyond reasonable doubt but just a probable cause. "Evidence required to establish guilt is not necessary."[19] In Webb vs. De Leon,[20] it was elucidated; that:
" xxx A finding of probable cause needs only to rest on evidence showing that more likely than not a crime has been committed and was committed by the suspects. Probable cause need not be based on clear and convincing evidence of guilt, neither on evidence establishing guilt beyond reasonable doubt and definitely, not on evidence establishing absolute certainty of guilt. As well put in Brinegar v. United States, while probable cause demands more than "bare suspicion," it requires "less than evidence which would justify ... conviction. A finding of probable cause merely binds over the suspect to stand trial. It is not a pronouncement of guilt."
Mindful of the aforecited legal precepts, and after a careful study and examination of the records on hand, we find a sufficient ground to engender a well-grounded belief, and our minds can rest easy that the crime charged was committed, and the petitioner herein, Alelio B. Pen, is probably guilty thereof. Consider (1) that there is an existing but unexecuted warrant of arrest against the petitioner; (2) that petitioner Alelio B. Pen, at the time of issuance of subject alias warrant of arrest, was a fugitive from justice; (3) that an amended information had already been filed and admitted by the court; and (4) that petitioner Alelio B. Pen is charged with a capital offense.
In light of the foregoing, the respondent judge did not gravely abuse her discretion and did not err in finding a probable cause to warrant the arrest of accused-petitioner.
And under the aforesaid facts and circumstances, we agree with the respondent judge on the necessity of placing petitioner Alelio Bernaldez Pen under immediate custody in order not to frustrate the ends of justice.
WHEREFORE, the petition is DISMISSED for want of merit; and the challenged Order and alias warrant of arrest issued in Criminal Case No. 10126, for the arrest of petitioner Alelio Bernaldez Pen, are upheld. No pronouncement as to costs.
SO ORDERED.
Narvasa, C.J., Romero, and Kapunan, JJ., concur.
[1] p. 20, Rollo.
[2] Otherwise known as Illegal Recruitment.
[3] p. 28, Rollo.
[4] In effect, the City Prosecutor argues that the Illegal Recruitment charge should be categorized as Illegal Recruitment in Large Scale as the offense was committed against more than three persons; and that such offense is punishable by life imprisonment and a fine of One Hundred Thousand Pesos (P100,000.00) under Article 39 (A) of the Labor Code, as amended, as it involves economic sabotage.
[5] see: p. 32, Rollo.
[6] see: p. 71, Rollo.
[7] see: p. 73, Rollo.
[8] p. 76, Rollo.
[9] p. 79, Rollo.
[10] p. 113, Rollo.
[11] p. 120, Rollo.
[12] Respondent Judge's Comments, p. 141, Rollo.
[13] Section 2, Article III, 1987 Philippine Constitution.
[14] Section 7 - When the accused lawfully arrested without warrant - When a person is lawfully arrested without a warrant for an offense cognizable by the Regional Trial Court the complaint or information may be filed by the offended party, peace officer or fiscal without a preliminary investigation having been first conducted, on the basis of the affidavit of the offended party or arresting officer or person.
However, before the filing of such complaint or information, the person arrested may ask for a preliminary investigation by a proper officer in accordance with this Rule, but he must sign a waiver of the provisions of Article 125 of the Revised Penal Code, as amended, with the assistance of a lawyer and in case of non-availability of a lawyer, a responsible person of his choice. Notwithstanding such waiver, he may apply for bail as provided in the corresponding rule and the investigation must be terminated within fifteen (15) days from its inception.
If the case has been filed in court without preliminary investigation having been first conducted, the accused may within five (5) days from the time he learns of the filing of the information, ask for a preliminary investigation with the same right to adduce evidence in his favor in the manner prescribed in this Rule.
[15] In fact, Section 6 (b) of the same Rule explicitly authorizes the municipal trial court to order the respondent's arrest even before the opening the second phase of the investigation if said court is satisfied that a probable cause exists and there is necessity to place the respondent under immediate custody in order not to frustrate the ends of justice.
[16] Roberts, Jr. vs. Court of Appeals, 254 SCRA 307.
[17] Joaquin G. Bernas, "The Constitution of the Republic of the Philippines: A Commentary." Vol. I., 1987 ed., p. 86 citing People vs. Sy Juco, 64 Phil. 674 (1937).
[18] Webb vs. De Leon, 247 SCRA 653 (1995).
[19] Bernas, Ibid., citing Henry vs. United States, 362 U.S. 98, 102 (1959).
[20] 247 SCRA 653 (1995).